Privacy & Data Retention Policy

We are bound by professional standards of confidentiality that are even more stringent than those required by law. Federal law gives customers the right to limit some but not all sharing of personal information. It also requires us to tell you how we collect, share, and protect your personal information.


Website Usage


We are committed to protecting your privacy during your visits to our website and recognize our responsibility to hold your information securely and confidentially.You can visit our website without telling us who you are or revealing any information about yourself. We measure and analyse non-identifying, aggregate usage data in order to administer the site, and to constantly improve the quality of our service and site performance. We collect personal information when you contact us through our website. We generally let you know at the time of collection how we will use that personal information. We may use the personal information you provide, or which we collect via this website, for the purpose of providing more relevant content to you. We also work with third parties to evaluate the effectiveness of our advertising and promotions on other websites.


Types of Nonpublic Personal Information We Collect


By using our website, we retain information about your location and website usage. This information will be deleted automatically after 14 months. 


We collect nonpublic personal information about you that is either provided to us by you or obtained by us with your authorization. This can include but is not limited to your Social Security Number, Date of Birth, Banking Information and Financial Account Numbers and/or Balances, Sources of Income, or other Information. 


Parties to Whom We Disclose Information


All Investment Advisors may need to share personal information to run their everyday business. In the section below, we list the typical reasons that we may share your personal information:

  • For everyday business purposes – such as to process your transactions, maintain your account(s), or respond to court orders and legal investigations, or report to credit bureaus

  • For our marketing – to offer our products and services to you.


If you are a new customer or new prospective customer, we may begin processing your information on the day that we start engaging in conversation about financial planning . When you are no longer our customer, we may continue to use your information as described in this notice. However, you can contact us at any time to limit the processing of your information.


Protecting the Confidentiality of Current and Former Client's Information


To protect your personal information from unauthorized access and use, we use security measures that comply with US federal law and Europe's GDPR, including computer safeguards and secured files and offices.


US Federal Law,  the California Privacy Rights Act of 2020 & Europe's GDPR Gives You the Right to Access, to Be Forgotten & to Restrict Processing


US Federal law, the California Privacy Rights Act of 2020 & GDPR allows you the right to access and limit the processing of your personal information. Please notify us immediately at our address or telephone number if you would like to access your information or would like us to delete any of your retained information.


According to SEC and FCA regulations, we have to retain any personal information indefinitely that is or was covered by a client agreement. You can, however, request the restriction of your data processing.


Any personal information that is not covered by a client agreement and that is retained through the usage of our website or the attendance of our seminars will be removed upon request. You can at any time contact us to request the deletion of your information.